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The Markets in Financial Instruments Directive (MiFID II) defines specific requirements for the provision of investment services and the organisational structure of investment firms. Furthermore, the directive also contains rules about the organisational requirements for trading venues, on the authorisation and ongoing obligations for providers of information services, on the powers of the competent authorities as well as the sanction requirements in the event of contravention of the new provisions.

Term-Nr.: 575

German: MiFID (540)

Source: FMA AT m. e. E., 30.10.2018

Notice: The contents of this terminology collection Lawpedia® with a focus on business law (especially financial market law) have been researched with great care and compiled on the basis of an extensive flash card, training materials and literature. The various sources (as far as they could be found) can be found in the abbreviations and source references. References to other sources are welcome. Despite the care taken, the provider cannot accept any liability for the accuracy, completeness and topicality of the information provided. The information is of a general nature in particular and does not constitute legal advice in individual cases.

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