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Poor performance has a negative effect on sales and on the image of the fund management and the custodian bank. Poor or incorrect advice by funds brokers, breaches of regulations with corresponding publicity, fund management is subject to the regulations in the Money Laundering Act if it is managing share accounts or making direct sales.

Term-Nr.: 436

German: Imagerisiko (418)

Source: SFO D15 2010 m. e. E., 24.04.2010

Notice: The contents of this terminology collection Lawpedia® with a focus on business law (especially financial market law) have been researched with great care and compiled on the basis of an extensive flash card, training materials and literature. The various sources (as far as they could be found) can be found in the abbreviations and source references. References to other sources are welcome. Despite the care taken, the provider cannot accept any liability for the accuracy, completeness and topicality of the information provided. The information is of a general nature in particular and does not constitute legal advice in individual cases.

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